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Basel III

New standards applicable to capital quality and ratios, capital buffers, the capital treatment of counterparty credit risk and securitisation exposures, leverage ratios and large exposure rules are a distant challenge in some jurisdictions, but already a hard reality in others, notably the UK and Europe via the revisions to the EU Capital Requirements Directive known as CRD II, CRD III and CRD IV.

All institutions of systemic importance - and in some jurisdictions all institutions, irrespective of systemic importance - will ultimately need to deploy reverse stress-testing and ‘resolution’ planning (also known as ‘living wills’).

But the biggest long-term impact of Basel III on most institutions, globally, will undoubtedly be those new provisions governing the management and measurement of liquidity risk.

The new Liquidity Coverage and Net Stable funding ratios and requirements, and associated reporting, are only a part of the challenge. Equally problematic, for many Tier2/3 banks with stretched GRC budgets and ever-growing regulatory pressures, are the qualitative standards for liquidity risk management, which demand a total rethink of the institution’s policy-process-system infrastructure around liquidity risk.

Even allowing for the regulatory principle of ‘proportionality’, adoption of disciplines such as pricing liquidity risk (also referred to as funds transfer pricing or FTP), contingency funding planning and liquidity buffer management will challenge many smaller banks.

KnowCo already has a strong pedigree in supporting client institutions in this area in terms of both qualitative and quantitative liquidity regulations.

If you would like to explore practical and cost-effective ways of achieving compliance with new regulatory challenges in your own institution, please contact us now.

Basel III Reforms

  • Much narrower definitions of eligible capital;
  • A brand new liquidity risk management regime and proposals for internationally accepted liquidity risk metrics — the liquidity coverage ratio and the net stable funding ratio;
  • New and tougher control regimes and capital treatments for certain trading book exposures and activities.